Chief Compliance Officers and Supervisory Principals oftentimes feel like they have a target on their backs. They're the fall guys for the regulators seeking to make headlines and of budget cutters inside the firm. Engaging an outsourced CCO or Principal can not only bring years of expertise to your firm but do so with less budget impact than an equally qualified full time employee.
DNM Consulting, LLC and Red Oak Compliance Solutions have entered into a strategic partnership to utilize each other's resources to provide the highest quality holistic compliance services to our shared clients. Red Oak Compliance software is licensed exclusively through Red Oak Compliance Software, LLC. For more information on Red Oak's
DNM Consulting, LLC and Red Oak Compliance Solutions have entered into a strategic partnership to utilize each other's resources to provide the highest quality holistic compliance services to our shared clients. Red Oak Compliance software is licensed exclusively through Red Oak Compliance Software, LLC. For more information on Red Oak's software, click here: https://www.redoakcompliance.com/admaster/overview/
Even the most experienced CCO can't and shouldn't try to do it all. DNM will act as your outsourced Compliance Department at a fraction of the cost of full time employees. Whether you need branch office examinations, advertising or email review or just an experienced professional to bounce things off of and handle special projects, DNM will fill that gap.
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